Milton G. Lefton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Gerald Lefton, CFP®, who also goes by Mickey Lefton, was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1998. Milton had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
April 23, 2012 - October 3, 2023
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
June 23, 1998 - April 16, 2012
ASSET FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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