Marc A. Lescarret

MARC ALAN WEALTH MANAGEMENT LLC

Rockaway, NJ

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CRD#: 4590921

Professional summary

Marc Alan Lescarret, CFP® is a registered financial advisor currently at MARC ALAN WEALTH MANAGEMENT LLC located in Rockaway, New Jersey.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Marc has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Alan Lescarret's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 31, 2021 - Present

MARC ALAN WEALTH MANAGEMENT LLC

RIA

CRD#: 313016

Rockaway, NJ

Past

November 29, 2017 - December 4, 2020

LWS WEALTH ADVISORS, INC.

RIA

CRD#: 162265

Basking Ridge, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2010

Uniform Investment Adviser Law Examination

Current Firm

MARC ALAN WEALTH MANAGEMENT LLC

CRD#: 313016 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/31/2021 Approved)

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Contact information

Main Address

Rockaway, NJ

Mailing Address

Phone number

(908) 447-9665

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 13,215,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc A. Lescarret

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Alan Lescarret's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARC ALAN WEALTH MANAGEMENT LLC

LWS WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2010

Current Firm

MARC ALAN WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARC ALAN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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