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Jerritt Clark Simmers

CRD# 4590866·Registered 2002 - 2003
Barred: Jerritt Clark Simmers was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jerritt Clark Simmers, who also goes by Jerry Simmers, was a registered financial advisor. Jerritt was a previously registered financial professional and started their career in finance 2002 - 2003. Jerritt had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerry Simmers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ARISTATRADE SECURITIES, LLC·CRD# 112535
BD
Hauppauge, NY
March 13, 2003 - June 11, 2003
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
October 6, 2002 - November 21, 2002

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Current Firm

AS
ARISTATRADE SECURITIES, LLC

ARISTATRADE SECURITIES, LLC

CRD#: 112535 / SEC#: 8-53249
BD
Terminated by SEC on 07/20/2004

Contact Information

Established

New York since 03/02/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARISTATRADE HOLDINGS LLCMANAGING MEMBER—
RUDY, JOSEPH EMILPRESIDENT, COMPLIANCE OFFICER2508880
STOLTZ, MARC HAROLDFINOP1008943

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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