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Jerritt C. Simmers

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CRD#: 4590866
JS

Professional summary

Jerritt Clark Simmers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerritt is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Jerritt had worked at 2 firms, which includes ARISTATRADE SECURITIES LLC, MILESTONE FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jerry Simmers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 13, 2003 - June 11, 2003

ARISTATRADE SECURITIES, LLC

BD
CRD#: 112535
HAUPPAUGE, NY
Past

October 6, 2002 - November 21, 2002

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2002
General Securities Representative Examination

Current Firm

AS
ARISTATRADE SECURITIES, LLC
ARISTATRADE SECURITIES, LLC

CRD#: 112535 / SEC#: , 8-53249

BD
Terminated by SEC on 07/20/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/02/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARISTATRADE HOLDINGS LLCMANAGING MEMBER
RUDY, JOSEPH EMILPRESIDENT, COMPLIANCE OFFICER2508880
STOLTZ, MARC HAROLDFINOP1008943

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARISTATRADE SECURITIES, LLC

CRD#: 112535

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