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Devin A. Carroll

CARROLL ADVISORY GROUP
TEXARKANA, TX 75503
Some features on this profile are disabled
CRD#: 4590788
DC

Professional summary

Devin Anthony Carroll is a registered financial advisor currently at CARROLL ADVISORY GROUP located in Texarkana, Texas.

Devin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Devin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin Anthony Carroll's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2025 - Present

CARROLL ADVISORY GROUP

Office #1: 4203 Richmond Place, Texarkana, TX 75503
RIA
CRD#: 334565
TEXARKANA, TX
Past

November 20, 2020 - December 2, 2025

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA
CRD#: 141849
Texarkana, TX
Past

January 23, 2014 - November 18, 2020

INTRUA ADVISORY GROUP LLC

RIA
CRD#: 169512
HOUSTON, TX
Past

June 18, 2010 - November 2, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
TEXARKANA, TX
Past

June 18, 2010 - January 2, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
TEXARKANA, TX
Past

August 5, 2008 - June 21, 2010

EDWARD JONES

RIA
CRD#: 250
TEXARKANA, TX
Past

November 26, 2002 - June 21, 2010

EDWARD JONES

BD
CRD#: 250
TEXARKANA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CARROLL ADVISORY GROUP
CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/10/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/2/2010
General Securities Principal Examination

Current Firm

CA
CARROLL ADVISORY GROUP
CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)
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Contact information

Main Address
4203 Richmond Place, Texarkana, TX 75503
Mailing Address
Phone number
(903) 793-4014
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARROLL ADVISORY GROUP FORM ADV PART 2A (2/18/2026)

Regulatory assets under management

Total Number of Accounts712
AUM (Assets Under Management)$ 341,058,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARROLL ADVISORY GROUP

CRD#: 334565Texarkana, TX 75503

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