Damon W. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Wade Olson was a registered financial professional .
Damon is a previously registered financial professional and started their career in finance in 2002. Damon had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2019 - March 31, 2020
SW FINANCIAL
April 24, 2019 - September 27, 2019
PINNACLE INVESTMENTS, LLC
February 24, 2017 - August 7, 2018
I-BANKERS SECURITIES, INC.
May 16, 2013 - March 16, 2017
DAWSON JAMES SECURITIES, INC.
August 1, 2012 - May 21, 2013
IAA FINANCIAL LLC
February 8, 2008 - July 27, 2012
VFINANCE INVESTMENTS, INC
September 4, 2007 - February 8, 2008
CAPITAL GROWTH FINANCIAL, LLC
June 3, 2004 - September 10, 2007
GUNNALLEN FINANCIAL, INC
April 2, 2004 - June 18, 2004
LADENBURG THALMANN & CO. INC.
October 29, 2002 - April 2, 2004
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
