Louis J. Camarella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Joseph Camarella JR., who also goes by Lou Camarella, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2003. Louis had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2011 - September 19, 2018
CADARET, GRANT & CO., INC.
March 1, 2011 - September 19, 2018
CADARET, GRANT & CO., INC.
June 1, 2005 - March 7, 2011
EQUITABLE ADVISORS, LLC
June 1, 2005 - March 7, 2011
EQUITABLE ADVISORS, LLC
December 2, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
December 2, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
June 9, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
January 7, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
