SH
Scott M. Horn
TFO FAMILY OFFICE PARTNERS
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 4590725
SH
Professional summary
Scott Michael Horn, who also goes by Scott Horn, is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Horn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 5060 BUILDING, LLC - INVESTMENT RELATED - 5060 N. 40TH STREET PHOENIX, AZ 85018 - MEMBER - REAL ESTATE - 05/2016 TO PRESENT 5-10 HOURS PER MONTH, MOST OF WHICH IS DURING TRADING HOURS -(2) TFO TRUST COMPANY, LLC - 212 S. MAIN AVENUE, SUITE 145, SIOUX FALLS, SD 57104 - INVESTMENT RELATED TRUST COMPANY BOARD MEMBER AND TREASURER AS OF 12/2017 - 0-10 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS - (3) ANDREW PTC, LLC DBA ANDREW TRUST COMPANY LLC - INVESTMENT RELATED - 100 W. LIBERTY ST., 9TH FLOOR, RENO, NV 89501 - PRIVATE TRUST COMPANY - INDEPENDENT DIRECTOR PROVIDING OVERSIGHT ON MANAGEMENT AND COMPLIANCE MATTERS FOR THE COMPANY - 11/2011 TO PRESENT - APPROXIMATELY 1-5 HOURS A MONTH, DURING SECURITIES TRADING HOURS (4) CHILDREN'S MUSEUM OF PHOENIX, 215 N. 7TH STREET, PHOENIX, AZ 85034, SERVES ON THE BOARD OF DIRECTORS, CO-CHAIR OF FINANCE COMMITTEE AND TREASURER, 09/2018 - PRESENT, 0 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS (5) ARIZONA COMMUNITY FOUNDATION, 2201 E. CAMELBACK ROAD, SUITE 405B, PHOENIX, AZ 85016, INVESTMENT RELATED, SERVES ON THE PROFESSIONAL ADVISORY BOARD, 07/2019 - PRESENT, 1-5 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS (6) TGEN FOUNDATION, 445 N. FIFTH STREET, PHOENIX, AZ 85004,NOT INVESTMENT RELATED, TGEN AMBASSADOR, 07/2019 - PRESENT, 1-5 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS. (7) Brick Bridge LLC, Not Investment-related; 1755 E Aurelius Ave, Phoenix, AZ 85020; Nature of business - Holding company to receive partnership distributions and / or capital. Position held-Manager; Start date-8/21/25. Hours worked per month - 0; Hours worked during security trading hours - 0.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Horn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2012 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 159440
Phoenix, AZ
Past
February 21, 2008 - November 10, 2011
GFO ADVISORY SERVICES, LLC
RIA
CRD#: 109278
GREENWICH, CT
Past
May 28, 2003 - December 3, 2007
INLIGN FINANCIAL, LLC
BD
CRD#: 124576
PHOENIX, AZ
Past
September 23, 2002 - May 1, 2008
INLIGN WEALTH MANAGEMENT, LLC
RIA
CRD#: 120747
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/20/2012)
IAR
Texas(12/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5060 North 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 466-2611
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 4,167,483,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/20/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
