David A. Gallman

PORTSIDE WEALTH GROUP

Sandy, UT

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CRD#: 4590700

Professional summary

David Adams Gallman, CFP®, who also goes by David A. Gallman, David Gallman, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Sandy, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A. Gallman | David Gallman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Related Business Agent for Fixed Life Insurance Business 5 - 10 hours per month Work with clients to provide insurance solutions. 2. Gallman Group, providing budget and financing guidance. 5 hrs per month. non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adams Gallman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 29106

SANDY, UT

Past

September 14, 2009 - August 8, 2011

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SANDY, UT

Past

July 22, 2009 - August 8, 2011

NEW ENGLAND SECURITIES

CRD#: 615

SANDY, UT

Past

December 9, 2002 - June 12, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SO. JORDAN, UT

Past

November 22, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 22, 2002 - June 12, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SO. JORDAN, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/16/2024)

IAR

Utah
(5/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2002

General Securities Representative Examination

Current Firm

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

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Contact information

Main Address

3507 N University Ave Suite 150, Provo, UT 84604

Mailing Address

Phone number

(385) 412-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTSIDE WEALTH GROUP, LLC ADV BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6,507
AUM (Assets Under Management)	$ 1,125,318,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David A. Gallman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adams Gallman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

LONE PEAK ADVISERS

LEGACY WEALTH MANAGEMENT, LLC

FIRST CAPITAL ADVISORS GROUP, LLC

MERCER GLOBAL ADVISORS INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PORTSIDE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2002

SIE

Date: 9/25/2015

Series 7

Date: 11/20/2002

Current Firm

PORTSIDE WEALTH GROUP, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTSIDE WEALTH GROUP, LLC

TRUST BUT VERIFY

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