Julia A. Leone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Ann Leone, who also goes by Julia Ann Macalka, Julie Ann Macalka, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2002. Julia had worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - October 24, 2025
TRADEWEB DIRECT LLC
October 30, 2014 - January 5, 2017
ALLSPRING FUNDS DISTRIBUTOR, LLC
October 17, 2014 - January 5, 2017
ALLSPRING FUNDS MANAGEMENT, LLC
January 4, 2010 - April 8, 2013
SCHRODER FUND ADVISORS LLC
October 29, 2009 - December 7, 2009
EVERGREEN INVESTMENT MANAGEMENT CO
March 20, 2006 - December 2, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 3, 2003 - April 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 2002 - March 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
