AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RW

Ryan Patrick Wilson

FNEX CAPITAL
INDIANAPOLIS, IN
·CRD# 4590599·24 years experience

Professional Summary

Ryan Patrick Wilson is a registered financial advisor currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2002. Ryan has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
View profile
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Years of Experience

24 years in the financial services industry

Current & Past Employments

FNEX CAPITAL, LLC·CRD# 166316
BD
One Indiana Square Suite 2252, Indianapolis, IN 46204
June 26, 2020 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
May 24, 2017 - June 25, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
April 18, 2016 - January 26, 2017
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Chesterfield, MO
July 9, 2014 - January 4, 2016
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
May 31, 2012 - April 11, 2013
MORGAN STANLEY·CRD# 149777
RIA
Clayton, MO
June 1, 2009 - May 31, 2012
MORGAN STANLEY·CRD# 149777
BD
Clayton, MO
June 1, 2009 - May 31, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Clayton, MO
August 29, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Clayton, MO
August 29, 2006 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
St. Louis, MO
September 22, 2005 - June 1, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
St. Louis, MO
September 5, 2005 - June 1, 2006
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
October 1, 2002 - November 4, 2002

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Current Firm

FC
FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone Number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER—
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(5/8/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2002About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ryan Patrick Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

John Christopher Cooke
John Christopher Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Brian Forrest Cooke
Brian Forrest Cooke

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
Eric Jesse Wasson
Eric Jesse Wasson

EDELMAN FINANCIAL ENGINES

INDIANAPOLIS, IN · CRD#
Tammy Kay Williams
Tammy Kay Williams

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#
RW
Follow Ryan
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required