Adam L. Scheer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Louis Scheer, who also goes by Adam L. Scheer, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2002. Adam had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2013 - January 21, 2014
COHEN WEALTH MANAGEMENT, INC.
February 26, 2003 - August 22, 2003
GOLDMAN SACHS & CO. LLC
November 19, 2002 - August 20, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 28, 2002 - December 19, 2002
REDI GLOBAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/16/2002
Limited Representative-Equity Trader ExamCurrent Firm
COHEN WEALTH MANAGEMENT, INC.
CRD#: 156201 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
