John J. Killeen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Killeen JR, who also goes by John Joseph Killeen, Sean Joseph Killeen, John Joseph Killeen Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - December 2, 2015
LORD ABBETT DISTRIBUTOR LLC
August 22, 2008 - February 27, 2015
WADDELL & REED
August 22, 2008 - February 27, 2015
IVY DISTRIBUTORS, INC.
March 6, 2007 - August 6, 2008
DIRECTED SERVICES LLC
August 18, 2005 - February 26, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
November 19, 2003 - May 13, 2005
NATIONWIDE FUND DISTRIBUTORS LLC
December 11, 2002 - October 20, 2003
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
