John L. Mcphail

MACRO RISK ADVISORS LLC

Rye, NY 10580

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CRD#: 4590172

Professional summary

John L Mcphail, who also goes by John L Mcphail, John Lawrence Mcphail, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 8 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John L Mcphail | John Lawrence Mcphail

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John L Mcphail's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2019 - Present

MACRO RISK ADVISORS LLC

Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

CRD#: 148143

Rye, NY

Past

January 23, 2018 - October 17, 2019

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

May 27, 2015 - January 10, 2018

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

June 11, 2012 - March 10, 2014

PRINCETON SECURITIES GROUP, LLC

CRD#: 41233

NEW YORK, NY

Past

February 23, 2011 - May 25, 2011

KOYOTE TRADING LLC

CRD#: 149672

NEW YORK, NY

Past

September 17, 2010 - February 25, 2011

MOMENTUM TRADING PARTNERS, LLC

CRD#: 140264

GREAT NECK, NY

Past

February 4, 2010 - July 23, 2010

ELEVATION, LLC

CRD#: 140341

NEW YORK, NY

Past

August 7, 2003 - January 20, 2010

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

October 16, 2002 - September 2, 2003

LOUIS CAPITAL MARKETS, LLC

CRD#: 48013

PARIS,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(12/4/2019)

New York
(12/3/2019)

Exams

State Security Law Exam

Series 63

Date: 11/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/8/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/15/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: , 8-67973

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

Mailing Address

Po Box 6259, Fair Haven, NJ 07704

Phone number

(212) 287-2640

Established

New York since 05/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACRO HOLDINGS LLC	SHAREHOLDER - MEMBER
CURNUTT, DEAN CARL	PRESIDENT
LUTTENBERGER, JOHN THOMAS	CHIEF COMPLIANCE OFFICER
TAO, BING QIN	FINOP	6253793

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Mcphail

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John L Mcphail's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE BENCHMARK COMPANY, LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

PRINCETON SECURITIES GROUP, LLC

KOYOTE TRADING LLC

MOMENTUM TRADING PARTNERS, LLC

ELEVATION, LLC

THE BENCHMARK COMPANY, LLC

LOUIS CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/2002

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/8/2009

Series 7

Date: 10/15/2002

FINRA

Current Firm

MACRO RISK ADVISORS LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACRO RISK ADVISORS LLC

TRUST BUT VERIFY

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