John L. Mcphail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John L Mcphail, who also goes by John L Mcphail, John Lawrence Mcphail, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 8 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2019 - May 8, 2026
MACRO RISK ADVISORS LLC
January 23, 2018 - October 17, 2019
THE BENCHMARK COMPANY, LLC
May 27, 2015 - January 10, 2018
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 11, 2012 - March 10, 2014
PRINCETON SECURITIES GROUP, LLC
February 23, 2011 - May 25, 2011
KOYOTE TRADING LLC
September 17, 2010 - February 25, 2011
MOMENTUM TRADING PARTNERS, LLC
February 4, 2010 - July 23, 2010
ELEVATION, LLC
August 7, 2003 - January 20, 2010
THE BENCHMARK COMPANY, LLC
October 16, 2002 - September 2, 2003
LOUIS CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/8/2009
Limited Representative-Equity Trader ExamCurrent Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
