TG
Tori L. Gray
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CRD#: 4589952
TG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tori Lynn Gray was a registered financial professional .
Tori is a previously registered financial professional and started their career in finance in 2001. Tori had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MAGNUSON, MCHUGH & CO., P.A; EMPLOYEES PROFIT SHARING PLAN POSITION: trustee NATURE: qualified retirement plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: Coeur D'Alene ID 83814, United States DESCRIPTION: act as trustee for the plan, ensuring all fiduciary duties are completed 2) MM FINANCIAL CONSULTANTS, LLC POSITION: Investment Adviser Representative NATURE: INVESTMENT ADVISING INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: Coeur D'Alene ID 83814, United States DESCRIPTION: MANAGING PARTNER 3) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: Pinehurst ID 83850, United States DESCRIPTION: PROPERTY MANAGER 4) MAGNUSON, MCHUGH WEALTH MANAGEMENT LLC POSITION: Managing Member NATURE: Marketing name for Wealth Management services, as well as central entity for expense reimbursements to CPA firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017 ADDRESS: 2100 Northwest Blvd., Ste. 400, Coeur d'Alene ID , United States DESCRIPTION: Managing Member 5) JACQUELINE WHEELER CONSERVATORSHIP; POSITION: Conservator NATURE: Magnuson, McHugh has been named as Conservator, with me as the authorized "agent". INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 05/28/2019 ADDRESS: 2100 NORTHWEST BLVD, STE 400, COEUR D'ALENE ID 83814, DESCRIPTION: This Conservatorship involves oversight of all financial matters: paying bills and making deposits, investment oversight (using an outside, unrelated advisor), budgeting, etc. 6) MAGNUSON, MCHUGH & CO POSITION: Director NATURE: CPA firm - tax, audit, bookkeeping, payroll, etc INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/1992 ADDRESS: 2100 Northwest Blvd, Ste 400, Coeur D Alene ID 83814, United States DESCRIPTION: Senior advisor in the Tax Department 7) HUTCHISON FITNESS INC POSITION: President NATURE: Fitness facility INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2022 ADDRESS: 301 N 4th St, Coeur D Alene ID 83814, United States DESCRIPTION: High-level management, strategic planning, oversight.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 25, 2019 - December 31, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - December 31, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Coeur D Alene, ID
Past
October 24, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Coeur D Alene, ID
Past
September 12, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Coeur D'Alene, ID
Past
February 7, 2001 - December 31, 2018
MM FINANCIAL CONSULTANTS LLC
RIA
CRD#: 121627
COEUR D'ALENE, ID
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
