Bernard M. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Muthian George, who also goes by Bernard M. George, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2002. Bernard had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2016 - March 16, 2026
TORNADO
October 5, 2009 - January 18, 2011
CREDIT SUISSE SECURITIES (USA) LLC
May 1, 2007 - February 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2002 - June 16, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TORNADO
CRD#: 269966 / SEC#: , 8-69642
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
