Erin C. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Carney Berry, who also goes by Erin Kathleen Carney, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2003. Erin had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2023 - April 22, 2024
VIGILANT DISTRIBUTORS, LLC
October 27, 2015 - March 8, 2021
COHEN & STEERS SECURITIES, LLC
September 13, 2012 - October 8, 2015
VANGUARD MARKETING CORPORATION
December 13, 2005 - September 6, 2011
SANFORD C. BERNSTEIN & CO., LLC
February 5, 2004 - March 15, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 15, 2003 - July 30, 2003
R. LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
