Jessie P. Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessie Peiszu Chen, who also goes by Pei Szu Chen, Pei-szu J Chen, Pei-szu Jessie Chen, Su-yen Jessie Chen, Su-yen Chen, was a registered financial professional .
Jessie is a previously registered financial professional and started their career in finance in 2004. Jessie had worked at 7 firms and has passed the Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2020 - December 31, 2021
FORTUNE SECURITIES, INC.
October 16, 2013 - November 9, 2018
FORTUNE SECURITIES, INC.
October 6, 2011 - November 15, 2011
GLOBAL-AMERICAN INVESTMENTS, INC.
August 27, 2008 - June 3, 2009
CORE PACIFIC SECURITIES USA LLC
August 31, 2005 - September 11, 2006
WADDELL & REED
January 25, 2005 - April 14, 2005
IDS LIFE INSURANCE COMPANY
January 25, 2005 - April 14, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 12, 2004 - November 9, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationCurrent Firm
FORTUNE SECURITIES, INC.
CRD#: 40821 / SEC#: , 8-49208
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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