CK
Christopher J. Konstantinos
RIVERFRONT INVESTMENT GROUP
RICHMOND, VA 23219
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CRD#: 4589412
CK
Professional summary
Christopher John Konstantinos, CFA is a registered financial advisor currently at RIVERFRONT INVESTMENT GROUP, LLC located in Richmond, Virginia and ALPS DISTRIBUTORS, INC. located in Richmond, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RiverFront Investment Group, LLC; Investment-Related; 1214 East Cary St Richmond, VA 23219; RIA; Director of Investments / Chief Investment Strategist; 06/02/2008; 160 HRS/MON; 130 HRS/MON During Trading Hours. 2. ALPS Distributors; Investment-Related; 1290 Broadway Suite 1000 Denver, CO 80203; Broker Dealer; Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS; 05/02/2011; 10 HRS/MON; 10 HRS/MON During Trading Hours 3. Children's Home Society of Virginia; Investment-Related; 9700 Fitzhugh Ave, Richmond VA 23230; Non-Profit to Serve At-Risk Foster Children; Treasurer; 01/02/2012; 1 HR/MON; 1 HR/MON During Trading Hours; Advising on Investments. 4. Vintage Car Compass; Not-Investment Related; Address on File; Consulting on Vintage Car Acquisition; 01/21/2024; 10 HRS/MON; 1 HR/MON During Trading Hours. 5. VCU College of Engineering Foundation Finance Committee; Investment-Related; 601 W Main St, Richmond, VA 23220; University; Trustee on Finance Committee; 1/1/2025; 1 HR/MON; 1 HR/MON During Trading Hours; Vet Investment Strategy.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 10, 2008 - Present
RIVERFRONT INVESTMENT GROUP, LLC
Office #1: 1214 E. Cary St., Richmond, VA 23219RIA
CRD#: 146221
RICHMOND, VA
Current
July 19, 2010 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1214 E. Cary Street, Richmond, VA 23219BD
CRD#: 16853
Richmond, VA
Past
April 22, 2005 - June 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
June 24, 2004 - June 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RIVERFRONT INVESTMENT GROUP, LLC
RIVERFRONT INVESTMENT GROUP, LLC
CRD#: 146221 / SEC#: 801-68810
RIA
Registered Investment Advisory firm - (2/14/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(6/10/2008)
RR
Virginia(7/19/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RIVERFRONT INVESTMENT GROUP, LLC
RIVERFRONT INVESTMENT GROUP, LLC
CRD#: 146221 / SEC#: 801-68810
RIA
Registered Investment Advisory firm - (2/14/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1214 East Cary Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 549-4800
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 977 |
| AUM (Assets Under Management) | $ 1,183,036,522 |
Red Flags
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Company Information
RIVERFRONT INVESTMENT GROUP, LLC
CRD#: 146221Richmond, VA 23219TRUST BUT VERIFY
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