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Benjamin Colice

CRD# 4589378·Registered 2003 - 2024
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin Colice was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2003 - 2024. Benjamin had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

BARC PARTNERS LLC·CRD# 282444
RIA
Seattle, WA
July 1, 2016 - February 16, 2024
BARC CAPITAL MANAGEMENT LP·CRD# 282445
RIA
Seattle, WA
June 23, 2016 - February 16, 2024
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
January 12, 2011 - April 14, 2016
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
May 22, 2003 - October 28, 2010

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Current Firm

BP
BARC PARTNERS LLC

BARC PARTNERS | BARC PARTNERS LLC

CRD#: 282444

Contact Information

Main Address

701 Fifth Ave, Suite 4200, Seattle, WA 98104

Phone Number

(206) 504-3966

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

2

AUM (Assets Under Management)

$20,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) HAMPTON HOPPER LLC; PO BOX 1301 SOUTHAMPTON NY 11969; 06/30/14 and Ongoing; OWNER - ACTIVE; ADVISORY CAPACITY TO THE FOUNDER / PRINCIPAL OWNER; 5 HOURS DEVOTED PER MONTH; 1 HOUR DEVOTED DURING BUSINESS HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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