Waymond E. Harris

BRICKTOWN CAPITAL

Detroit, MI 48226

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CRD#: 4589322

Professional summary

Waymond Eli Harris, who also goes by Waymond Eli Harris Jr., is a registered financial advisor currently at BRICKTOWN CAPITAL, LLC located in Detroit, Michigan.

Waymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Waymond has worked at 3 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Waymond Eli Harris Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Waymond Eli Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2022 - Present

BRICKTOWN CAPITAL, LLC

Office #1: 600 E. Lafayette Blvd, Detroit, MI 48226

RIA

CRD#: 319290

Detroit, MI

Past

April 7, 2006 - June 12, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 6, 2002 - March 20, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRICKTOWN CAPITAL, LLC

BRICKTOWN CAPITAL LLC | PORTFOLIO MANAGEMENT | BRICKTOWN CAPITAL, LLC

CRD#: 319290 / SEC#: 801-124951

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 7/24/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 6/26/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

Current Firm

BRICKTOWN CAPITAL, LLC

BRICKTOWN CAPITAL LLC | PORTFOLIO MANAGEMENT | BRICKTOWN CAPITAL, LLC

CRD#: 319290 / SEC#: 801-124951

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

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Contact information

Main Address

600 E. Lafayette Blvd, Detroit, MI 48226

Mailing Address

Phone number

(313) 225-0221

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BRICKTOWN ADV PART 2A 8.29.25 (8/29/2025)

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 11,754,992,280

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/13/2024	Cover Page	Report
09/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Waymond E. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Waymond Eli Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BRICKTOWN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/2002

Series 87

Date: 7/24/2006

Series 86

Date: 6/26/2006

Series 7

Date: 11/5/2002

Current Firm

BRICKTOWN CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRICKTOWN CAPITAL, LLC

TRUST BUT VERIFY

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