Fernando N. Garip

CLEARBROOK INVESTMENT SOLUTIONS LLC

New York, NY 10036

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CRD#: 4589305

Professional summary

Fernando Nicholas Garip is a registered financial advisor currently at CLEARBROOK INVESTMENT SOLUTIONS LLC located in New York, New York.

Fernando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Fernando has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Nicholas Garip's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2022 - Present

CLEARBROOK INVESTMENT SOLUTIONS LLC

Office #1: 21 West 46th Street, Suite 1507, New York, NY 10036

RIA

CRD#: 155607

New York, NY

Past

October 18, 2019 - December 31, 2021

CLEARBROOK INVESTMENT SOLUTIONS LLC

RIA

CRD#: 155607

Hackensack, NJ

Past

July 17, 2013 - July 1, 2019

M&T SECURITIES, INC.

CRD#: 17358

Paramus, NJ

Past

February 28, 2013 - March 4, 2013

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

NEW YORK, NY

Past

November 26, 2002 - May 28, 2010

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

RAMSEY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARBROOK INVESTMENT SOLUTIONS LLC

CRD#: 155607 / SEC#: 801-72086

RIA

Registered Investment Advisory firm - (1/10/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2012

General Securities Representative Examination

Current Firm

CLEARBROOK INVESTMENT SOLUTIONS LLC

CRD#: 155607 / SEC#: 801-72086

RIA

Registered Investment Advisory firm - (1/10/2011 Approved)

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Contact information

Main Address

21 West 46th Street, Suite 1507, New York, NY 10036

Mailing Address

Phone number

(212) 359-0290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 149,860,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fernando N. Garip

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Nicholas Garip's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARBROOK INVESTMENT SOLUTIONS LLC

M&T SECURITIES, INC.

TD PRIVATE CLIENT WEALTH LLC

TD WEALTH MANAGEMENT SERVICES INC.

Primary Firm SEC Registration

CLEARBROOK INVESTMENT SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2012

Current Firm

CLEARBROOK INVESTMENT SOLUTIONS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARBROOK INVESTMENT SOLUTIONS LLC

TRUST BUT VERIFY

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