Catherine Aglipay

TD PRIVATE CLIENT WEALTH

VIENNA, VA 22182

CRD#: 4589295

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Professional summary

Catherine Aglipay is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Vienna, Virginia.

Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Catherine has worked at 16 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Aglipay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Catherine Aglipay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1919 Gallows Road 2nd Floor, Vienna, VA 22182

RIA

CRD#: 164484

VIENNA, VA

Current

June 23, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1919 Gallows Road 2nd Floor, Vienna, VA 22182

RIA

CRD#: 164484

VIENNA, VA

Past

October 10, 2022 - May 30, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BETHESDA, MD

Past

October 10, 2022 - May 30, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BETHESDA, MD

Past

July 29, 2020 - October 14, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Potomac, MD

Past

July 29, 2020 - October 14, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

Potomac, MD

Past

June 6, 2018 - March 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BETHESDA, MD

Past

June 6, 2018 - March 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BETHESDA, MD

Past

January 28, 2015 - May 2, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Rockville, MD

Past

January 2, 2015 - May 2, 2018

CAPITAL ONE INVESTING, LLC

CRD#: 45744

McLean, VA

Past

November 18, 2013 - January 28, 2015

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

November 15, 2013 - January 2, 2015

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

FREDERICK, MD

Past

September 30, 2011 - November 6, 2013

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

RIA

CRD#: 319

WASHINGTON, DC

Past

September 27, 2011 - November 6, 2013

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

CRD#: 319

WASHINGTON, DC

Past

September 13, 2011 - September 30, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

FAIRFAX, VA

Past

September 9, 2011 - September 30, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FAIRFAX, VA

Past

May 26, 2009 - October 6, 2009

FOUNDATION FINANCIAL ADVISORS, INC.

RIA

CRD#: 121604

LINTHICUM, MD

Past

May 14, 2009 - October 8, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LINTHICUM HEIGHTS, MD

Past

May 7, 2009 - October 8, 2009

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LINTHICUM HEIGHTS, MD

Past

April 2, 2007 - May 15, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WASHINGTON, DC

Past

April 2, 2007 - May 15, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

WASHINGTON, DC

Past

October 13, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WASHINGTON, DC

Past

October 5, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WASHINGTON, DC

Past

May 14, 2003 - July 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ANNAPOLIS, MD

Past

March 27, 2003 - July 12, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 27, 2003 - July 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(6/30/2026)

IAR

District of Columbia
(7/1/2026)

Maryland
(6/30/2026)

IAR

Maryland
(6/30/2026)

Virginia
(6/23/2026)

IAR

Virginia
(6/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/21/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/26/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEGUN, ROBERT	PRESIDENT	4436053
CALDERON NAJERA, NAYRA	CCO	5040972
CARROLL, ANNA	COO	4487506
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	25,697
AUM (Assets Under Management)	$ 8,255,945,350

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Catherine Aglipay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Aglipay's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Catherine Aglipay's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

FOUNDATION FINANCIAL ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2003

SIE

Date: 10/1/2018

Series 31

Date: 10/21/2005

Series 7

Date: 3/26/2003

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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