Richard T. Gurniak

GURNIAK FINANCIAL ADVISORS

ALLENTOWN, PA 18106

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CRD#: 4589143

Professional summary

Richard Theodore Gurniak MR., CFP® is a registered financial advisor currently at GURNIAK FINANCIAL ADVISORS, INC. located in Allentown, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GURNIAK & ASSOCIATES, LLC, MANAGING MEMBER IN ACCOUNTING FIRM, ALLENTOWN, PENNSYLVANIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Theodore Gurniak MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 17, 2002 - Present

GURNIAK FINANCIAL ADVISORS, INC.

Office #1: 1005 Brookside Road, Suite 110, Allentown, PA 18106

RIA

CRD#: 119905

ALLENTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/17/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GURNIAK FINANCIAL ADVISORS, INC.

CRD#: 119905 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (2/2/1998 Approved)

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Contact information

Main Address

1005 Brookside Road, Suite 110, Allentown, PA 18106

Mailing Address

Phone number

(610) 398-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	167
AUM (Assets Under Management)	$ 55,863,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard T. Gurniak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Theodore Gurniak MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GURNIAK FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

GURNIAK FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GURNIAK FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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