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Christopher Allen Recker

AZA CAPITAL MANAGEMENT
CHICAGO, IL
·CRD# 4589014·24 years experience

Professional Summary

Christopher Allen Recker, who also goes by Chris Recker, is a registered financial advisor currently at AZA CAPITAL MANAGEMENT located in Chicago, Illinois. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Recker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AZA CAPITAL MANAGEMENT·CRD# 109784
RIA
141 W Jackson Blvd Suite 3332, Chicago, IL 60604
June 10, 2014 - Present
INTEROCEAN CAPITAL, LLC·CRD# 136887
RIA
Chicago, IL
January 11, 2010 - June 5, 2014
KOVITZ SECURITIES, LLC·CRD# 129878
BD
Chicago, IL
May 28, 2004 - April 6, 2005
KOVITZ INVESTMENT GROUP, LLC·CRD# 127880
RIA
Chicago, IL
November 20, 2003 - December 31, 2005
ROTHSCHILD INVESTMENT LLC·CRD# 728
BD
Chicago, IL
November 20, 2002 - October 1, 2004

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Current Firm

AC
AZA CAPITAL MANAGEMENT

ACENTUS PARTNERS | INSIGHT 2811 INC | AZA CAPITAL MANAGEMENT | ARTHUR ZASKE & ASSOCIATES

CRD#: 109784 / SEC#: 801-54428
RIA
Registered Investment Advisory firm - SEC (5/12/1997 Approved)

Contact Information

Main Address

141 W Jackson Blvd Suite 3332, Chicago, IL 60604

Phone Number

(312) 429-0880

# of Employees

8

SEC notice filing (13 States and Territories)

Registered to provide investment advisory services in 13 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AZA CAPITAL MANAGEMENT ADV PART 2 (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

839

AUM (Assets Under Management)

$339,567,276

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/27/2026Cover PageReport
08/18/2025Cover PageReport
11/13/2024Cover PageReport
12/14/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 2019, Mr. Recker has been the owner of Atmos, LLC ("Atmos") located at 4439 Franklin Ave., Western Springs, IL 60558. Atmos is not an investment-related business. Atmos has a service agreement with Insight 2811, Inc. to maintain an off-site office location to bolster operational continuity and serve as a backup for limited contingency operations in the event of a natural disaster, government lockdown, or other business disruption. On a monthly basis, approximately 1-10 hours during non-trading hours are spent bookkeeping and maintaining the company's location.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AZA CAPITAL MANAGEMENT

ACENTUS PARTNERS | INSIGHT 2811 INC | AZA CAPITAL MANAGEMENT | ARTHUR ZASKE & ASSOCIATES

CRD#: 109784 / SEC#: 801-54428
RIA
Registered Investment Advisory firm - SEC (5/12/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(6/10/2014)
IAR
Michigan
(3/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2010About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allen Recker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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