Christopher A. Recker
Professional summary
Christopher Allen Recker, who also goes by Chris Recker, is a registered financial advisor currently at AZA CAPITAL MANAGEMENT located in Chicago, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Allen Recker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2014 - Present
AZA CAPITAL MANAGEMENT
Office #1: 141 W Jackson Blvd Suite 3332, Chicago, IL 60604January 11, 2010 - June 5, 2014
INTEROCEAN CAPITAL, LLC
May 28, 2004 - April 6, 2005
KOVITZ SECURITIES, LLC
November 20, 2003 - December 31, 2005
KOVITZ INVESTMENT GROUP, LLC
November 20, 2002 - October 1, 2004
ROTHSCHILD INVESTMENT LLC
Primary Firm SEC Registration
AZA CAPITAL MANAGEMENT
CRD#: 109784 / SEC#: 801-54428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2014)
(3/9/2021)
Exams
Current Firm
AZA CAPITAL MANAGEMENT
CRD#: 109784 / SEC#: 801-54428
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 845 |
| AUM (Assets Under Management) | $ 313,995,693 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 11/13/2024 | ||
| 12/14/2023 | ||
| 02/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
