Jeffrey B. Swearingen
Professional summary
Jeffrey Brown Swearingen is a registered financial professional currently at EDGEMONT CAPITAL PARTNERS, L.P. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Brown Swearingen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2003 - Present
EDGEMONT CAPITAL PARTNERS, L.P.
Office #1: 787 7th Avenue 49th Floor, New York, NY, 10019Office #2: 787 7th Avenue 49th Floor, New York, NY, 10019State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2022)
(3/1/2022)
(8/24/2023)
(1/10/2022)
(3/7/2022)
(1/27/2022)
(1/28/2022)
(1/27/2022)
(2/11/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EDGEMONT CAPITAL PARTNERS, L.P.
CRD#: 122572 / SEC#: , 8-65521
Contact information
FINRA licenses (10 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
