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Robert Wayne Vacek

CRD# 4588778·Registered 2003 - 2011
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Wayne Vacek, who also goes by Bob Vacek, Bobby Vacek, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2003 - 2011. Robert had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Vacek, Bobby Vacek

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MBM SECURITIES, INC.·CRD# 124850
BD
Houston, TX
July 25, 2003 - November 21, 2011
BOK FINANCIAL ASSET MANAGEMENT, INC.·CRD# 106507
RIA
Houston, TX
May 21, 2003 - June 15, 2015
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 16, 2003 - September 2, 2003

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Current Firm

MS
MBM SECURITIES, INC.

MBM SECURITIES, INC.

CRD#: 124850 / SEC#: 8-65728
BD
Terminated by SEC on 02/13/2012

Contact Information

Established

Texas since 10/07/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLACK, DONALD ROBERTPRESIDENT1059095
BURNAM, ROBERT LOGANCHIEF COMPLIANCE OFFICER/ FINOP4393184

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2003About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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