Kevin F. Schmidt

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CRD#: 4588740

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Francis Schmidt, who also goes by Kevin Schmidt, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 18, 2013 - March 23, 2016

SIGNET FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 105310

MENDHAM, NJ

Past

September 9, 2011 - January 2, 2013

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

December 7, 2007 - September 2, 2011

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

Past

March 29, 2006 - December 7, 2007

AT INVESTOR SERVICES, INC.

CRD#: 47837

NEW YORK, NY

Past

August 29, 2005 - September 13, 2005

DAVID M POLEN SECURITIES, LLC

CRD#: 7939

BOCA RATON, FL

Past

January 13, 2003 - March 10, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTFIELD, NJ

Past

December 12, 2002 - March 10, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNET FINANCIAL MANAGEMENT, LLC

JOSHUA LAUREN & CO INC | SIGNET FINANCIAL MANAGEMENT, LLC | SIGNET FINANCIAL MANAGEMENT OF SWFL, LLC | KRASNEY FINANCIAL, LLC

CRD#: 105310 / SEC#: 801-31294

RIA

Registered Investment Advisory firm - (1/15/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2002

General Securities Representative Examination

Current Firm

SIGNET FINANCIAL MANAGEMENT, LLC

JOSHUA LAUREN & CO INC | SIGNET FINANCIAL MANAGEMENT, LLC | SIGNET FINANCIAL MANAGEMENT OF SWFL, LLC | KRASNEY FINANCIAL, LLC

CRD#: 105310 / SEC#: 801-31294

RIA

Registered Investment Advisory firm - (1/15/1988 Approved)

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Contact information

Main Address

400 Interpace Parkway, Building C 2nd Floor, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 543-6660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNET DISCLOSURE BROCHURE AND PRIVACY POLICY (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,907
AUM (Assets Under Management)	$ 1,058,245,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin F. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

INVESCO DISTRIBUTORS, INC.

AT INVESTOR SERVICES, INC.

DAVID M POLEN SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SIGNET FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2013

Series 66

Date: 1/10/2003

Series 7

Date: 12/11/2002

Current Firm

SIGNET FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNET FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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