Steven B. Pinedo

PINEDO FINANCIAL SERVICES

Roseville, CA 95661

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CRD#: 4588673

Professional summary

Steven Brien Pinedo, CFP®, who also goes by Steven B. Pinedo, Steven Pinedo, is a registered financial advisor currently at PINEDO FINANCIAL SERVICES located in Roseville, California and LPL FINANCIAL LLC located in Roseville, California.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Estate Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Steven B. Pinedo | Steven Pinedo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/23/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/1/2009 - Time Spent 100%. 2. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT. 3. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT - IAR - I provide investment advisory services through Pinedo Financial Services, an independent investment advisor firm. I started this business activity in 1/2009. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/28/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/30/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Sell IUL products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Brien Pinedo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 24, 2009 - Present

PINEDO FINANCIAL SERVICES

Office #1: 2281 Lava Ridge Court Suite 200, Roseville, CA 95661

RIA

CRD#: 149450

Roseville, CA

Current

October 23, 2015 - Present

LPL FINANCIAL LLC

Office #1: 2281 Lava Ridge Ct., Ste 200, Roseville, CA 95661

RIA

CRD#: 6413

ROSEVILLE, CA

Past

November 13, 2009 - November 2, 2015

AMERICAN INVESTORS COMPANY

CRD#: 38

MODESTO, CA

Past

January 15, 2009 - December 31, 2010

ABDALLAH FINANCIAL SERVICES

RIA

CRD#: 108851

MODESTO, CA

Past

November 12, 2008 - December 18, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

MODESTO, CA

Past

November 7, 2008 - December 18, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MODESTO, CA

Past

January 15, 2008 - November 10, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

MODESTO, CA

Past

January 15, 2008 - November 10, 2008

LPL FINANCIAL LLC

CRD#: 6413

MODESTO, CA

Past

June 20, 2007 - January 22, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

WALNUT CREEK, CA

Past

June 20, 2007 - January 22, 2008

OSAIC SERVICES, INC.

CRD#: 133763

WALNUT CREEK, CA

Past

July 14, 2003 - July 16, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROSEVILLE, CA

Past

April 17, 2003 - July 16, 2007

LPL FINANCIAL LLC

CRD#: 6413

ROSEVILLE, CA

Past

December 4, 2002 - March 31, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/23/2015)

IAR

California
(4/24/2009)

California
(10/23/2015)

Colorado
(10/23/2015)

Missouri
(10/23/2015)

Nevada
(10/23/2015)

Oregon
(8/19/2025)

South Carolina
(6/14/2024)

Texas
(10/23/2015)

IAR

Texas
(7/10/2025)

Utah
(9/10/2019)

Washington
(10/23/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINEDO FINANCIAL SERVICES

ABDALLAH & PINEDO FINANCIAL SERVICES | PINEDO FINANCIAL SERVICES

CRD#: 149450 / SEC#:

California

Registered Investment Advisory firm - (4/24/2009 Approved)

Texas

Registered Investment Advisory firm - (6/17/2025 Conditional Restricted)

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Contact information

Main Address

2281 Lava Ridge Court Suite 200, Roseville, CA 95661

Mailing Address

Phone number

(209) 579-9992

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 17,381,720

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Steven B. Pinedo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Brien Pinedo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERICAN INVESTORS COMPANY

ABDALLAH FINANCIAL SERVICES

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/2/2002

FINRA

Current Firm

PINEDO FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PINEDO FINANCIAL SERVICES

TRUST BUT VERIFY

Contact information

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