Kevin F. Galligan
Professional summary
Kevin Francis Galligan, who also goes by Kevin Galligan, is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Francis Galligan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036October 15, 2018 - January 19, 2021
BROCK SECURITIES LLC
June 27, 2017 - March 12, 2018
BARCLAY INVESTMENTS LLC
November 16, 2016 - June 22, 2017
CAMPFIRE CAPITAL
August 25, 2003 - December 17, 2014
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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