Huston D. Stewart

QUASAR DISTRIBUTORS

Portland, ME 04101

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CRD#: 4588417

Professional summary

Huston Douglas Stewart, who also goes by Huston Stewart, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Huston is registered as a RR (Registered Representative) and started their career in finance in 2002. Huston has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Huston Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Huston Douglas Stewart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2016 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

March 21, 2014 - March 11, 2016

NORTHCOAST ASSET MANAGEMENT LLC

RIA

CRD#: 109582

GREENWICH, CT

Past

March 7, 2014 - March 4, 2016

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

November 27, 2012 - March 6, 2014

VIRTUS CAPITAL ADVISERS, LLC

RIA

CRD#: 107346

ATLANTA, GA

Past

November 19, 2012 - March 6, 2014

FORESIDE ASSOCIATES, LLC

CRD#: 13494

ATLANTA, GA

Past

November 12, 2008 - November 7, 2012

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 10, 2006 - November 19, 2008

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

April 4, 2005 - December 31, 2005

JPMORGAN ASSET MANAGEMENT

RIA

CRD#: 107247

COLUMBUS, OH

Past

April 1, 2005 - November 4, 2008

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEW YORK, NY

Past

April 14, 2003 - March 23, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

November 11, 2002 - March 23, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/5/2016)

Florida
(5/5/2016)

Georgia
(5/5/2016)

Kentucky
(5/5/2016)

Louisiana
(5/5/2016)

Massachusetts
(5/5/2016)

Mississippi
(5/5/2016)

North Carolina
(5/6/2016)

South Carolina
(5/5/2016)

Tennessee
(5/5/2016)

Virginia
(1/3/2022)

West Virginia
(1/3/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/9/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/8/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Huston D. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Huston Douglas Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCOAST ASSET MANAGEMENT LLC

QUASAR DISTRIBUTORS, LLC

VIRTUS CAPITAL ADVISERS, LLC

FORESIDE ASSOCIATES, LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

JPMORGAN ASSET MANAGEMENT

JPMORGAN DISTRIBUTION SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2002

SIE

Date: 10/1/2018

Series 31

Date: 1/9/2003

Series 7

Date: 11/8/2002

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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