Brinton J. Moore
Professional summary
Brinton John Moore is a registered financial advisor currently at STERLING RANGE FINANCIAL MANAGEMENT, LLC located in Jericho, Vermont.
Brinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brinton has worked at 5 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brinton John Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2012 - Present
STERLING RANGE FINANCIAL MANAGEMENT, LLC
February 20, 2007 - August 28, 2007
EVERCORE GROUP L.L.C.
September 30, 2004 - January 23, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 24, 2003 - April 29, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
October 8, 2002 - October 21, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2024)
(11/14/2012)
Exams
Series 55
Date: 10/24/2002
Limited Representative-Equity Trader ExamCurrent Firm
STERLING RANGE FINANCIAL MANAGEMENT, LLC
CRD#: 164893 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 75,645,974 |
Red Flags
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