Jessica L. Daugherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica L Daugherty was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2003. Jessica had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2018 - October 25, 2022
KCPAG FINANCIAL ADVISORS LLC
September 28, 2005 - May 23, 2019
SECURITIES AMERICA, INC.
January 17, 2003 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KCPAG FINANCIAL ADVISORS LLC
CRD#: 117491 / SEC#: 801-60922
Contact information
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 19,041,038 |
Red Flags
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