Ronald A. Kramer

KRAMER INVESTMENT ADVISORS

Topanga, CA 90290

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CRD#: 4588294

Professional summary

Ronald Allen Kramer is a registered financial advisor currently at KRAMER INVESTMENT ADVISORS, INC. located in Topanga, California.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ronald has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS; *KRAMER ACCOUNTANCY CORPORATION; 120 N TOPANGA CYN BLVD, STE 111,TOPANGA, CA 90290; NON-INV REL; PROVIDE ACCTING; TAX AND BUSINESS MGMT SERVICES; 09/1993; HRS/MO=160; TRADING HRS/MO=160; PRESIDENT; *DISABILITY INS PROTECTION CORP PROPRIETOR; 120 N TOPANGA CYN BLVD, STE 111, TOPANGA, CA 90290; DI ONLY; HRS/MO=15; *TERM & WHOLE LIFE FOR US CITIZENS; NON-INV REL; OWNER; 08/2002; HRS/MO=40 TRADING HRS/MO=NA; MONITORING WEBSITE ACTIVITY, MANAGING SALES EFFORT, AND ONLINE MARKETING; *KRAMER INSURANCE SERVICES; 120 N TOPANGA CYN BLVD, STE 111, TOPANGA, CA 90290; INV REL; PROPERTY AND CASUALTY INS SALES; OWNER; 12/01/2008; HRS/MO=10; TRADING HRS/MO=5; INSURANCE SALES FOR AUTO, HOMEOWNERS AND OTHER TYPES OF INS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Allen Kramer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2012 - Present

KRAMER INVESTMENT ADVISORS, INC.

Office #1: 115 S. Topanga Canyon Blvd. Suite K, Topanga, CA 90290

RIA

CRD#: 160840

Topanga, CA

Past

February 11, 2011 - March 27, 2012

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

TOPANGA, CA

Past

February 11, 2011 - March 27, 2012

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

TOPANGA, CA

Past

September 18, 2007 - March 7, 2011

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

TOPANGA, CA

Past

September 17, 2007 - March 7, 2011

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

TOPANGA, CA

Past

May 8, 2003 - September 17, 2007

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

LOS ANGELES, CA

Past

February 3, 2003 - September 17, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/22/2012)

IAR

Texas
(4/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2003

General Securities Representative Examination

Current Firm

KRAMER INVESTMENT ADVISORS, INC.

CRD#: 160840 / SEC#:

California

Registered Investment Advisory firm - (3/22/2012 Approved)

Texas

Registered Investment Advisory firm - (4/3/2012 Approved)

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Contact information

Main Address

115 S. Topanga Canyon Blvd. Suite K, Topanga, CA 90290

Mailing Address

101 S Topanga Cyn Blvd Unit 1210, Topanga, CA 90290

Phone number

(310) 455-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/24/2025	Cover Page	Report
07/03/2024	Cover Page	Report
07/27/2023	Cover Page	Report
09/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald A. Kramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Allen Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KRAMER INVESTMENT ADVISORS, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2003

Series 7

Date: 1/30/2003

Current Firm

KRAMER INVESTMENT ADVISORS, INC.

Contact information

Documents

Accountant surprise examination report

Red Flags

Company Information

KRAMER INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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