Ronald A. Kramer
Professional summary
Ronald Allen Kramer is a registered financial advisor currently at KRAMER INVESTMENT ADVISORS, INC. located in Topanga, California.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ronald has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Allen Kramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2012 - Present
KRAMER INVESTMENT ADVISORS, INC.
Office #1: 115 S. Topanga Canyon Blvd. Suite K, Topanga, CA 90290February 11, 2011 - March 27, 2012
SUMMIT FINANCIAL GROUP INC
February 11, 2011 - March 27, 2012
SUMMIT BROKERAGE SERVICES, INC.
September 18, 2007 - March 7, 2011
AMERITAS INVESTMENT COMPANY, LLC
September 17, 2007 - March 7, 2011
AMERITAS INVESTMENT COMPANY, LLC
May 8, 2003 - September 17, 2007
PARK AVENUE SECURITIES LLC
February 3, 2003 - September 17, 2007
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/22/2012)
(4/3/2012)
Exams
Current Firm
KRAMER INVESTMENT ADVISORS, INC.
CRD#: 160840 / SEC#:
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/24/2025 | ||
| 07/03/2024 | ||
| 07/27/2023 | ||
| 09/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
