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RP

Reginald G. Pickral

PINNACLE ASSOCIATES, LTD.
Richmond, VA 23226
Some features on this profile are disabled
CRD#: 4588214
RP

Professional summary

Reginald George Pickral is a registered financial advisor currently at PINNACLE ASSOCIATES, LTD. located in Richmond, Virginia.

Reginald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Reginald has worked at 4 firms and has passed the Series 65, Series 66, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald George Pickral's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2023 - Present

PINNACLE ASSOCIATES, LTD.

Office #1: 7231 Forest Avenue Suite 204, Richmond, VA 23226
RIA
CRD#: 110631
Richmond, VA
Past

June 6, 2014 - December 11, 2023

INVESTMENT MANAGEMENT OF VIRGINIA, LLC

RIA
CRD#: 108687
RICHMOND, VA
Past

September 13, 2005 - August 19, 2011

STEPHENS

RIA
CRD#: 3496
LITTLE ROCK, AR
Past

September 13, 2005 - August 19, 2011

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

August 19, 2004 - September 16, 2005

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

February 12, 2004 - September 16, 2005

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PINNACLE ASSOCIATES, LTD.
PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA
Registered Investment Advisory firm - (3/16/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(5/18/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/6/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/18/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 2/9/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 12/2/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 2/11/2004
General Securities Representative Examination

Current Firm

PA
PINNACLE ASSOCIATES, LTD.
PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA
Registered Investment Advisory firm - (3/16/1984 Approved)
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Contact information

Main Address
286 Madison Avenue 20th Floor, New York, NY 10017
Mailing Address
Phone number
(212) 652-3200
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PINNACLE ASSOCIATES LTD. FORM ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts6,429
AUM (Assets Under Management)$ 9,866,562,515

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
01/14/2025
Cover Page
Report
01/11/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINNACLE ASSOCIATES, LTD.

CRD#: 110631Richmond, VA 23226

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