Nicholas C. Losey

BARROW HANLEY GLOBAL INVESTORS

Dallas, TX 75201-2761

Some features on this profile are disabled

CRD#: 4588138

Professional summary

Nicholas Comfort Losey JR, who also goes by Nicholas C Losey, Nick Losey Jr, Nick C Losey Jr, is a registered financial advisor currently at BARROW HANLEY GLOBAL INVESTORS located in Dallas, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nicholas has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas C Losey | Nick Losey Jr | Nick C Losey Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Comfort Losey JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2018 - Present

BARROW HANLEY GLOBAL INVESTORS

Office #1: 2200 Ross Avenue 31st Floor, Dallas, TX, 75201-2761

RIA

CRD#: 105519

Dallas, TX

Past

September 24, 2002 - December 11, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARROW HANLEY GLOBAL INVESTORS

BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/2002

General Securities Representative Examination

Current Firm

BARROW HANLEY GLOBAL INVESTORS

BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2200 Ross Avenue 31st Floor, Dallas, TX, 75201-2761

Mailing Address

Phone number

(214) 665-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARROW HANLEY FORM ADV PART 2A 03.27.25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 53,255,290,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas C. Losey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Comfort Losey JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARROW HANLEY GLOBAL INVESTORS

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BARROW HANLEY GLOBAL INVESTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/2002

Series 7

Date: 9/23/2002

Current Firm

BARROW HANLEY GLOBAL INVESTORS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARROW HANLEY GLOBAL INVESTORS

TRUST BUT VERIFY

Similar Advisors