RM
Roger D. Martin
CENTAURUS FINANCIAL
Highlands Ranch, CO 80129
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CRD#: 4588075
RM
Professional summary
Roger Darren Martin, who also goes by Darren Martin, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Highlands Ranch, Colorado.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Roger has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darren Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MEMORY LANE, NON-INVESTMENT RELATED, 9335 COMMERCE CENTER ST., B4, HIGHLANDS RANCH, CO 80129, I RENT OUT MY 1950'S EVENT CENTER TO INDIVIDUALS AND COMPANIES FOR THE PURPOSE OF HOLDING MEETINGS, PARTIES OR CELEBRATIONS, OWNER, SINCE 1/1/2016, DEVOTED TIME IS 5 HRS A MONTH, I WRITE UP A CONTRACT FOR RENTAL PURPOSES. 2. DARREN MARTIN BUSINESS CONSULTING, SOLE PROPRIETOR, TRAINER, SINCE 10/1/2009, 9335 COMMERCE CENTER ST., UNIT B5, HIGHLANDS RANCH, CO 80129, I ASSIST INDIVIDUALS IN BECOMING INDEPENDENT REPRESENTATIVE/SOLICITORS FOR CAPSTONE INVESTMENT FINANCIAL GROUP,LLC, I HELP THEM OBTAIN POTENTIAL CLIENTS THROUGH MARKETING CAPSTONE SERVICES, I MEET WITH ALL POTENTIAL CLIENTS OBTAINED FROM THE MARKETING EFFORTS, QUALIFY THEIR NEEDS AND SUITABILITY, INTRODUCE THE SERVICES OF, AND IF SUITABLE, SIGN THE CLIENT UP FOR THE MANAGEMENT SERVICES OF CAPSTONE, TIME DEVOTED IS 6 HRS A MONTH, INVESTMENT RELATED. 3. CHARTER FINANCIAL RESOURCES LLC, SOLE PROPRIETOR, SALESMAN, SINCE 10/21/2004, 9335 COMMERCE CENTER ST., UNIT B5, HIGHALNDS RANCH, CO 80129, I SELL FIXED ANNUITIES, LONG TERM CARE INSURANCE, AND FIXED LIFE INSURANCE, DEVOTED TIME IS 1 HR A MONTH, NON-INVESTMENT RELATED. 4. DARREN MARTIN CONSULTING, SOLE PROPRIETOR, I TRAINER, SINCE 8/1/2004, 9335 COMMERCE CENTER ST., UNIT B5, HIGHLANDS RANCH, CO 80129, I PROVIDE SALES AND MARKETING SUPPORT TO AGENTS WHO WORK OUT OF MY OFFICE, I TRAIN THEM ON HOW TO PROVIDE FINANCIAL SERVICES TO OTHERS, I ALSO PROVIDE SUPPORT STAFF, TECHNOLOGY, AND OFFICE SPACE, I ALSO PROVIDE SALES AND MARKETING SUPPORT TO CAPSTONE INVESTMENT FINANCIAL GROUP, LLC, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 5. CHARTER FINANCIAL RESOURCES, LLC POSITION: President NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 9335 Commerce Center St. Unit b5, Highlands Ranch CO 80129, United States DESCRIPTION: on a panel of professionals that will provide education to senior centers.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Darren Martin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Roger Darren Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2008 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 9335 Commerce Center Street Unit #b5, Highlands Ranch, CO 80129RIA
BD
CRD#: 30833
Highlands Ranch, CO
Current
April 24, 2008 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 9335 Commerce Center Street Unit #b5, Highlands Ranch, CO 80129RIA
BD
CRD#: 30833
Highlands Ranch, CO
Past
April 24, 2008 - April 28, 2008
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
ANAHEIM, CA
Past
June 26, 2007 - April 25, 2008
BRECEK & YOUNG ADVISORS, INC.
RIA
CRD#: 40395
GREENWOOD VILLAGE, CO
Past
June 26, 2007 - April 25, 2008
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
GREENWOOD VILLAGE, CO
Past
July 24, 2003 - June 27, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
GREENWOOD VILLAGE, CO
Past
September 26, 2002 - June 27, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/5/2009)
IAR
Arizona(1/6/2011)
IAR
California(12/21/2010)
RR
California(3/12/2012)
RR
Colorado(4/28/2008)
IAR
Colorado(7/9/2008)
RR
Florida(3/4/2013)
IAR
Florida(3/4/2013)
IAR
Idaho(3/30/2018)
RR
Illinois(9/16/2025)
IAR
Kentucky(1/4/2012)
RR
Michigan(2/12/2025)
IAR
Michigan(2/25/2025)
IAR
Nebraska(1/5/2024)
IAR
Nevada(1/17/2012)
IAR
North Carolina(3/24/2014)
RR
North Carolina(3/31/2022)
IAR
Ohio(8/21/2019)
IAR
South Carolina(1/4/2024)
IAR
South Dakota(3/5/2021)
RR
Tennessee(6/9/2021)
RR
Texas(8/19/2008)
IAR
Texas(1/11/2011)
RR
Utah(1/20/2009)
IAR
Utah(1/4/2011)
IAR
Washington(1/2/2024)
IAR
Wisconsin(3/19/2014)
RR
Wisconsin(7/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
