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Roger Darren Martin

CENTAURUS FINANCIAL
HIGHLANDS RANCH, CO
·CRD# 4588075·24 years experience

Professional Summary

Roger Darren Martin, who also goes by Darren Martin, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Highlands Ranch, Colorado. Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Roger has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darren Martin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
9335 Commerce Center Street Unit #b5, Highlands Ranch, CO 80129
July 9, 2008 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
9335 Commerce Center Street Unit #b5, Highlands Ranch, CO 80129
April 24, 2008 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
Anaheim, CA
April 24, 2008 - April 28, 2008
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
RIA
Greenwood Village, CO
June 26, 2007 - April 25, 2008
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Greenwood Village, CO
June 26, 2007 - April 25, 2008
LEGACY ADVISORY SERVICES, INC.·CRD# 111027
RIA
Greenwood Village, CO
July 24, 2003 - June 27, 2007
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Greenwood Village, CO
September 26, 2002 - June 27, 2007

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MEMORY LANE, NON-INVESTMENT RELATED, 9335 COMMERCE CENTER ST., B4, HIGHLANDS RANCH, CO 80129, I RENT OUT MY 1950'S EVENT CENTER TO INDIVIDUALS AND COMPANIES FOR THE PURPOSE OF HOLDING MEETINGS, PARTIES OR CELEBRATIONS, OWNER, SINCE 1/1/2016, DEVOTED TIME IS 5 HRS A MONTH, I WRITE UP A CONTRACT FOR RENTAL PURPOSES. 2. DARREN MARTIN BUSINESS CONSULTING, SOLE PROPRIETOR, TRAINER, SINCE 10/1/2009, 9335 COMMERCE CENTER ST., UNIT B5, HIGHLANDS RANCH, CO 80129, I ASSIST INDIVIDUALS IN BECOMING INDEPENDENT REPRESENTATIVE/SOLICITORS FOR CAPSTONE INVESTMENT FINANCIAL GROUP,LLC, I HELP THEM OBTAIN POTENTIAL CLIENTS THROUGH MARKETING CAPSTONE SERVICES, I MEET WITH ALL POTENTIAL CLIENTS OBTAINED FROM THE MARKETING EFFORTS, QUALIFY THEIR NEEDS AND SUITABILITY, INTRODUCE THE SERVICES OF, AND IF SUITABLE, SIGN THE CLIENT UP FOR THE MANAGEMENT SERVICES OF CAPSTONE, TIME DEVOTED IS 6 HRS A MONTH, INVESTMENT RELATED. 3. CHARTER FINANCIAL RESOURCES LLC, SOLE PROPRIETOR, SALESMAN, SINCE 10/21/2004, 9335 COMMERCE CENTER ST., UNIT B5, HIGHALNDS RANCH, CO 80129, I SELL FIXED ANNUITIES, LONG TERM CARE INSURANCE, AND FIXED LIFE INSURANCE, DEVOTED TIME IS 1 HR A MONTH, NON-INVESTMENT RELATED. 4. DARREN MARTIN CONSULTING, SOLE PROPRIETOR, I TRAINER, SINCE 8/1/2004, 9335 COMMERCE CENTER ST., UNIT B5, HIGHLANDS RANCH, CO 80129, I PROVIDE SALES AND MARKETING SUPPORT TO AGENTS WHO WORK OUT OF MY OFFICE, I TRAIN THEM ON HOW TO PROVIDE FINANCIAL SERVICES TO OTHERS, I ALSO PROVIDE SUPPORT STAFF, TECHNOLOGY, AND OFFICE SPACE, I ALSO PROVIDE SALES AND MARKETING SUPPORT TO CAPSTONE INVESTMENT FINANCIAL GROUP, LLC, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 5. CHARTER FINANCIAL RESOURCES, LLC POSITION: President NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 9335 Commerce Center St. Unit b5, Highlands Ranch CO 80129, United States DESCRIPTION: on a panel of professionals that will provide education to senior centers.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(6/5/2009)
IAR
Arizona
(1/6/2011)
IAR
California
(12/21/2010)
RR
California
(3/12/2012)
RR
Colorado
(4/28/2008)
IAR
Colorado
(7/9/2008)
RR
Florida
(3/4/2013)
IAR
Florida
(3/4/2013)
IAR
Idaho
(3/30/2018)
RR
Illinois
(9/16/2025)
IAR
Kentucky
(1/4/2012)
RR
Michigan
(2/12/2025)
IAR
Michigan
(2/25/2025)
IAR
Nebraska
(1/5/2024)
IAR
Nevada
(1/17/2012)
IAR
North Carolina
(3/24/2014)
RR
North Carolina
(3/31/2022)
IAR
Ohio
(8/21/2019)
RR
Rhode Island
(1/21/2026)
IAR
South Carolina
(1/4/2024)
IAR
South Dakota
(3/5/2021)
RR
Tennessee
(6/9/2021)
RR
Texas
(8/19/2008)
IAR
Texas
(1/11/2011)
RR
Utah
(1/20/2009)
IAR
Utah
(1/4/2011)
RR
Wisconsin
(7/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2009About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Roger Darren Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Roger Darren Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RM
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