JW
Jesse H. Wade
CAPITOL SECURITIES MANAGEMENT
MARTINSVILLE, VA 24112
Some features on this profile are disabled
CRD#: 4587904
JW
Professional summary
Jesse H Wade III is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Martinsville, Virginia.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jesse has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Name of Business: J.H. WADE INSURANCE Investment-related: YES Address: 335 EAST CHURCH STREET, MARTINSVILLE VA 24112 Nature of the other business: LIFE INSURANCE Position, title, or relationship with the other business: FINANCIAL REP Start date: 2005 Approximate number of hours/month you devote to the other business: 20 HOURS PER WEEK Approximate number of hours/month you devote to the other business during securities trading hours: 15 HOURS PER WEEK Describe your duties relating to the other business: SALES OF LIFE INSURANCE " "Doing Business As: Red Grouse Capital Management Investment-related: Yes Address:335 EAST CHURCH STREET, MARTINSVILLE VA 24112 " "Trust account:TRUSTEE ON PARENTS ACCOUNT Trustee on FAMILY account. Relationship of grantor: PARENTS " "Name of Business: Jesse H Wade Investment-related: YES Address: 335 EAST CHURCH STREET, MARTINSVILLE VA 24112 Nature of the other business: lease space in my building to CSM registered persons Position, title, or relationship with the other business: n/a Start date: current and ongoing Approximate number of hours/month you devote to the other business: 0 Approximate number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: collect rent, maintain building " "Name of Business: Alliance Bee Investment-related: no Address: 311 BROWN STREET MARTINSVILLE VA 24112 Nature of the other business: Board of Directors, Advisory role Position, title, or relationship with the other business: Board of Directors Member Start date: 08/15/21 Approximate number of hours/month you devote to the other business: 0-4 Approximate number of hours/month you devote to the other business during securities trading hours: 0-2 Describe your duties relating to the other business: Board of Directors, Advisory role " "Name of Business: Wade Family Solar Project Investment-related: No Address: 943 JONES RIDGE ROAD, AXTON, VA 24054 Nature of the other business: Develop a solar installation on family farm Position, title, or relationship with the other business: shared owner Start date: Late 2021 Approximate number of hours/month you devote to the other business: 0-5 Approximate number of hours/month you devote to the other business during securities trading hours: 0-1 Describe your duties relating to the other business: Shared ownership with family " "Name of Business: West Piedmont Workforce Development Board of Directors Investment-related: No Address: West Piedmont Workforce Development Board of Directors Nature of the other business: Seat on Board of Directors Position, title, or relationship with the other business: Board Member Start date: 6/1/21 Approximate number of hours/month you devote to the other business: 1-2 Approximate number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Meet with Board, Board Activities
CRS (Client Relationship Summary) - RIA
Click below to view Jesse H Wade III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesse H Wade III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2011 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 335 East Church Street, Martinsville, VA 24112RIA
BD
CRD#: 14169
MARTINSVILLE, VA
Current
March 24, 2011 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 335 East Church Street, Martinsville, VA 24112RIA
BD
CRD#: 14169
MARTINSVILLE, VA
Past
April 27, 2006 - February 12, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
MARTINSVILLE, VA
Past
April 27, 2006 - February 12, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
MARTINSVILLE, VA
Past
March 22, 2005 - April 19, 2006
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MARTINSVILLE, VA
Past
April 16, 2004 - April 19, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
February 7, 2003 - April 30, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2021)
RR
Florida(7/27/2021)
RR
Georgia(10/18/2011)
RR
North Carolina(1/6/2020)
RR
Virginia(4/7/2011)
IAR
Virginia(4/8/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
