Richard A. Neuman

KBSTM PARTNERS

Timonium, MD 21093-2108

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CRD#: 4587788

Professional summary

Richard Allan Neuman is a registered financial advisor currently at KBSTM PARTNERS, LLC located in Timonium, Maryland.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allan Neuman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2010 - Present

KBSTM PARTNERS, LLC

Office #1: 9515 Deereco Rd, Ste 801, Timonium, MD 21093-2108

RIA

CRD#: 155433

Timonium, MD

Past

October 23, 2009 - December 31, 2011

KAHN,BERMAN,SOLOMON,TAIBEL,& MOGOL,PA

RIA

CRD#: 120620

TIMONIUM, MD

Past

February 14, 2000 - December 31, 2009

WEALTH APPRECIATION FINANCIAL SERVICES, LLC

RIA

CRD#: 122329

TIMONIUM, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

Current Firm

KBSTM PARTNERS, LLC

CRD#: 155433 / SEC#:

Maryland

Registered Investment Advisory firm - (12/8/2010 Approved)

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Contact information

Main Address

9515 Deereco Rd, Ste 801, Timonium, MD 21093-2108

Mailing Address

Phone number

(410) 308-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Neuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allan Neuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KBSTM PARTNERS, LLC

KAHN,BERMAN,SOLOMON,TAIBEL,& MOGOL,PA

WEALTH APPRECIATION FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Current Firm

KBSTM PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

KBSTM PARTNERS, LLC

TRUST BUT VERIFY

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