Edwin C. Johns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Christopher Johns, who also goes by Chris Johns, Christopher Johns, Edwin Christopher Johns, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 2003. Edwin had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2023 - July 8, 2024
INSIGHT ADVISORS, LLC
April 13, 2010 - November 18, 2022
HAZLETT, BURT & WATSON, INC.
April 9, 2010 - November 18, 2022
HAZLETT, BURT & WATSON, INC.
June 1, 2009 - May 7, 2010
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 24, 2003 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
INSIGHT ADVISORS, LLC
CRD#: 168057 / SEC#: 801-78355
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT ADVISORS, LLC
CRD#: 168057 / SEC#: 801-78355
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,427 |
| AUM (Assets Under Management) | $ 712,359,160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
