JW
Jamel E. Wright
PFS INVESTMENTS
Santa Clara, CA 95054
Some features on this profile are disabled
CRD#: 4587494
JW
Professional summary
Jamel Evan Wright, who also goes by Jamel Evan Wright Sr, is a registered financial advisor currently at PFS INVESTMENTS INC. located in Santa Clara, California.
Jamel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jamel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamel Evan Wright Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Hongwei Medical Group (1099) - Not investment related, San Jose, CA 95131, HR Manager, 03/2017 to Present, 10 hours a month (2 hours during securities trading hours). HL & Jewsr Holdings LLC (1099), Not investment related, Saratoga, CA 95070, Managing Member, 09/2020 to Present, 10 hours a month (0 hours during securities trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Jamel Evan Wright's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jamel Evan Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2024 - Present
PFS INVESTMENTS INC.
Office #1: 3350 Scott Blvd Bldg 12-01, Santa Clara, CA 95054RIA
BD
CRD#: 10111
Santa Clara, CA
Current
April 30, 2024 - Present
PFS INVESTMENTS INC.
Office #1: 3350 Scott Blvd Bldg 12-01, Santa Clara, CA 95054RIA
BD
CRD#: 10111
Santa Clara, CA
Past
April 12, 2023 - March 14, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ALVISO, CA
Past
April 12, 2023 - March 14, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ALVISO, CA
Past
January 15, 2022 - November 1, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
SANTA CLARA, CA
Past
January 15, 2022 - November 1, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
SANTA CLARA, CA
Past
December 16, 2020 - December 31, 2021
PFS INVESTMENTS INC.
RIA
CRD#: 10111
SANTA CLARA, CA
Past
October 15, 2020 - December 31, 2021
PFS INVESTMENTS INC.
BD
CRD#: 10111
SANTA CLARA, CA
Past
May 17, 2019 - December 31, 2019
PFS INVESTMENTS INC.
RIA
CRD#: 10111
PALO ALTO, CA
Past
April 30, 2019 - December 31, 2019
PFS INVESTMENTS INC.
BD
CRD#: 10111
PALO ALTO, CA
Past
June 13, 2018 - February 11, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SAN JOSE, CA
Past
June 13, 2018 - February 11, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAN JOSE, CA
Past
June 19, 2017 - December 31, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ALVISO, CA
Past
June 19, 2017 - December 31, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ALVISO, CA
Past
November 1, 2016 - May 2, 2017
PFS INVESTMENTS INC.
RIA
CRD#: 10111
SPRINGFIELD, VA
Past
October 27, 2016 - May 2, 2017
PFS INVESTMENTS INC.
BD
CRD#: 10111
SPRINGFIELD, VA
Past
December 11, 2013 - November 13, 2014
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PALO ALTO, CA
Past
May 29, 2007 - November 13, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PALO ALTO, CA
Past
November 11, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SAN JOSE, CA
Past
January 2, 2003 - November 14, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/30/2024)
IAR
California(5/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1 Primerica Parkway, Duluth, GA 30099-0001
Mailing Address
1 Primerica Parkway, Duluth, GA 30099-0001
Phone number
(770) 381-1000
Established
Georgia since 07/07/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,762
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
