DW
Douglas A. Webster
SAGEVIEW ADVISORY GROUP
KNOXVILLE, TN 37919
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CRD#: 4587380
DW
Professional summary
Douglas Anthony Webster is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Knoxville, Tennessee and SAGEVIEW PRIVATE CLIENT GROUP, LLC located in Knoxville, Tennessee.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2011, 6HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; (2) NUCLEUS KNOXVILLE, NOT INVESTMENT RELATED, KNOXVILLE, TN, PRIVATE CLUB - YOUNG PROFESSIONAL BUSINESS GROUP, START 01/2012, 1HR/WK (NON-TRADING HOURS), MEMBER; (3) SAGEVIEW PRIVATE CLIENT GROUP, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 03/17/2005, 40HRS/WK (32.5 TRADING HOURS), ADVISORY REPRESENTATIVE; (4) SAGEVIEW ADVISORY GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/23/2011, 40HRS/WK (32.5 TRADING HOURS), ADVISORY REPRESENTATIVE; (5) CANCER SUPPORT COMMUNITY - EAST TENNESSEE, NOT INVESTMENT RELATED, 2230 SUTHERLAND AVENUE, KNOXVILLE, TN 37919, INTERNATIONAL NON-PROFIT DEDICATED TO PEOPLE AFFECTED BY CANCER, START 01/2014, <1HR/WK (NON-TRADING HOURS), BOARD MEMBER; (6) NAME OF OTHER BUSINESS: 116 CHILDRESS LLC ; INVESTMENT RELATED: NO ; ADDRESS: 116 CHILDRESS ST, KNOWXVILLE, TN 37920 ; NATURE OF BUSINESS: COMMERICAL REAL ESTATE ; START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTOR ;
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Anthony Webster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2011 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 126777
KNOXVILLE, TN
Current
March 24, 2016 - Present
SAGEVIEW PRIVATE CLIENT GROUP, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 134997
KNOXVILLE, TN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 105644
KNOXVILLE, TN
Current
January 25, 2006 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919BD
CRD#: 13572
Knoxville, TN
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 7, 2008 - December 31, 2015
SAGEVIEW PRIVATE CLIENT GROUP, LLC
RIA
CRD#: 134997
KNOXVILLE, TN
Past
February 8, 2005 - October 20, 2005
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
KNOXVILLE, TN
Past
February 8, 2005 - October 20, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
March 25, 2004 - February 18, 2005
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
KNOXVILLE, TN
Past
April 9, 2003 - February 18, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(6/16/2025)
RR
Arizona(5/14/2018)
RR
California(5/6/2014)
RR
Florida(1/2/2009)
RR
Georgia(1/2/2008)
RR
Hawaii(7/28/2021)
RR
Illinois(6/11/2025)
RR
Iowa(9/11/2013)
RR
Kansas(7/30/2015)
RR
Kentucky(1/2/2009)
RR
Maryland(9/11/2013)
RR
North Carolina(9/11/2013)
RR
Ohio(3/22/2013)
RR
Oregon(1/3/2022)
RR
Puerto Rico(3/8/2021)
RR
South Carolina(2/27/2017)
RR
Tennessee(1/25/2006)
IAR
Tennessee(9/26/2011)
RR
Texas(9/11/2013)
IAR
Texas(6/29/2023)
RR
Virginia(2/12/2013)
RR
Wisconsin(1/29/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Knoxville, TN 37919TRUST BUT VERIFY
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