Peter M. Bakalis

BAKALIS FINANCIAL

Trenton, MI

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CRD#: 4587325

Professional summary

Peter Matthew Bakalis, who also goes by Peter Mathew Bakalis, is a registered financial advisor currently at BAKALIS FINANCIAL INC. located in Trenton, Michigan.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Mathew Bakalis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT INSURANCE AGENT;YES;2255 RIVERSIDE DRIVE TRENTON, MI 48183;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;1/2011;48;48;SALES OF FIXED INSURANCE PRODUCTS 2.BAKALIS FINANCIAL;YES;2255 RIVERSIDE DRIVE TRENTON, MI 48183;DBA;OWNER;1/2011;160;160;DBA FOR INSURANCE AND SECURITIES SALES 3.PETER BAKALIS;NO;2255 RIVERSIDE DRIVE TRENTON, MI 48183;RENTAL PROPERTIES;OWNER;6/2006;2;2;COLLECT RENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Matthew Bakalis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2022 - Present

BAKALIS FINANCIAL INC.

RIA

CRD#: 320860

Trenton, MI

Past

May 22, 2019 - September 30, 2022

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Trenton, MI

Past

February 13, 2019 - September 30, 2022

D.H. HILL SECURITIES, LLLP

CRD#: 41528

Trenton, MI

Past

November 4, 2013 - October 3, 2018

SPC

RIA

CRD#: 110692

TRENTON, MI

Past

October 30, 2013 - October 3, 2018

SIGMA FINANCIAL CORPORATION

CRD#: 14303

TRENTON, MI

Past

December 13, 2011 - October 30, 2013

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

TRENTON, MI

Past

January 26, 2011 - October 30, 2013

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

TRENTON, MI

Past

December 17, 2003 - February 1, 2011

OSAIC WEALTH, INC.

CRD#: 23131

TRENTON, MI

Past

October 2, 2002 - November 13, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2002

General Securities Representative Examination

Current Firm

BAKALIS FINANCIAL INC.

BAKALIS FINANCIAL INC. | LMP 1 INC

CRD#: 320860 / SEC#:

Michigan

Registered Investment Advisory firm - (6/30/2022 Approved)

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Contact information

Main Address

Trenton, MI

Mailing Address

Phone number

(734) 675-6991

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 26,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter M. Bakalis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Matthew Bakalis's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

SPC

SIGMA FINANCIAL CORPORATION

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

OSAIC WEALTH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2011

Series 63

Date: 10/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/1/2002

Current Firm

BAKALIS FINANCIAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAKALIS FINANCIAL INC.

TRUST BUT VERIFY

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