Nathan P. Budrow

GUARDIAN WEALTH ADVISORS

DANVERS, MA 01923

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CRD#: 4587292

Professional summary

Nathan Pratt Budrow, who also goes by Nate Budrow, Nathan P Budrow, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Danvers, Massachusetts.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nathan has worked at 9 firms and has passed the Series 66, SIE, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Budrow | Nathan P Budrow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Pratt Budrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2021 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 55 Ferncroft Rd Suite 203, Danvers, MA 01923

RIA

CRD#: 305412

DANVERS, MA

Past

March 11, 2021 - April 29, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

BOSTON, MA

Past

October 6, 2020 - April 29, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOSTON, MA

Past

October 6, 2014 - December 31, 2019

NEWPORT CAPITAL ADVISERS LLC

RIA

CRD#: 106241

NORTH QUINCY, MA

Past

October 2, 2012 - May 1, 2013

NEFPG

RIA

CRD#: 105254

BURLINGTON, MA

Past

February 13, 2012 - April 15, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BURLINGTON, MA

Past

December 19, 2007 - January 15, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

December 12, 2005 - April 27, 2007

AT INVESTOR SERVICES, INC.

CRD#: 47837

NEW YORK, NY

Past

March 27, 2003 - December 9, 2003

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

TOPSFIELD, MA

Past

October 14, 2002 - December 9, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/16/2021)

IAR

North Carolina
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 9/22/2020

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 2/10/2012

General Securities Representative Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan P. Budrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Pratt Budrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NEWPORT CAPITAL ADVISERS LLC

NEFPG

RAYMOND JAMES FINANCIAL SERVICES, INC.

BOFA DISTRIBUTORS, INC.

AT INVESTOR SERVICES, INC.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2020

SIE

Date: 10/6/2020

Series 7TO

Date: 9/22/2020

Series 7

Date: 2/10/2012

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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