Jennifer A. Docherty

PERFORMANCE TRUST CAPITAL PARTNERS

Chicago, IL 60661

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CRD#: 4587223

Professional summary

Jennifer Ann Docherty, who also goes by Jenn Docherty, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Chicago, Illinois and MONROE FINANCIAL PARTNERS, INC. located in Chicago, Illinois.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2003. Jennifer has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jenn Docherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Ann Docherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

Office #1: 500 W. Madison Suite 450, Chicago, IL 60661

CRD#: 36155

Chicago, IL

Current

April 9, 2024 - Present

MONROE FINANCIAL PARTNERS, INC.

Office #1: 500 W. Madison, Suite 450, Chicago, IL 60661

CRD#: 2811

CHICAGO, IL

Past

January 3, 2020 - November 17, 2023

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

April 17, 2003 - January 3, 2020

SANDLER, O'NEILL & PARTNERS, L.P.

CRD#: 23328

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/6/2023)

New Jersey
(12/6/2023)

New York
(12/6/2023)

Exams

State Security Law Exam

Series 63

Date: 5/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/2006

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

MONROE FINANCIAL PARTNERS, INC.

MONROE FINANCIAL PARTNERS, INC. | MONROE SECURITIES, INC.

CRD#: 2811 / SEC#: , 8-14045

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

500 W. Madison, Suite 450, Chicago, IL 60661

Mailing Address

500 W. Madison, Suite 450, Chicago, IL 60661

Phone number

(312) 521-1000

Established

New York since 07/18/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PT FINANCIAL COMPANIES, LLC	MANAGING MEMBER
BURESH, ADAM COULTER	BOARD MEMBER	5216617
DILASCIA, DARYLE ANTHONY	PRESIDENT/BOARD MEMBER	2793078
DOCHERTY, JENNIFER ANN	GENERAL COUNSEL	4587223
GAZDA, RYAN M	TREASURER, CFO & BOARD MEMBER	4230980
LOVE, KRISTIN M	SECRETARY, CCO & BOARD MEMBER	4370951
MCCRARY, TIMOTHY JAMES	HEAD OF TRADING/BOARD MEMBER	5789747

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer A. Docherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Ann Docherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONROE FINANCIAL PARTNERS, INC.

PIPER SANDLER & CO.

SANDLER, O'NEILL & PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2003

Series 24

Date: 8/31/2006

FINRA

Nasdaq Stock Market

Current Firm

MONROE FINANCIAL PARTNERS, INC.

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MONROE FINANCIAL PARTNERS, INC.

TRUST BUT VERIFY

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