Kasie L. Van Faasen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kasie Lee Van Faasen, who also goes by Kasie Lee Hubbard-jacobs Miss, Kasie Lee Hubbard-jacobs, Kasie Lee Jacobs, was a registered financial professional .
Kasie is a previously registered financial professional and started their career in finance in 2002. Kasie had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - December 26, 2019
GLOBAL INVESTMENT ADVISORS, LLC
July 15, 2015 - July 11, 2019
ESSEX SECURITIES LLC
September 26, 2007 - December 31, 2011
INVESTORS CAPITAL CORP.
January 3, 2003 - December 31, 2011
INVESTORS CAPITAL CORP.
November 12, 2002 - December 9, 2002
ESSEX SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
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