WP
Wojciech T. Polowy
INDEPENDENT FINANCIAL GROUP
New Britain, CT
Some features on this profile are disabled
CRD#: 4587014
WP
Professional summary
Wojciech Tomasz Polowy is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in New Britain, Connecticut.
Wojciech is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Wojciech has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CRUMP INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2013 ADDRESS: 750 Main Street, Suite 400, Hartford CT 06103, United States DESCRIPTION: AGENT OF CRUMP INSURANCE CREDIT GUARD CORPORATION D/B/A STREET SMART POSITION: Referring agent of Property & Casualty business. NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2020 ADDRESS: 750 Main Street, Suite 400, Hartford CT 06103, United States DESCRIPTION: Referring new prospect for quoting of property and casualty business. INSURE CONNECTICUT, LLC POSITION: Owner NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 116 Garry Drive, New Britain CT 06052, United States DESCRIPTION: Property and Casualty Insurance. WEALTH AMERICA AKA - MY WEALTH AMERICA POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/05/2023 ADDRESS: 116 Garry Drive, New Britain CT 06052, United States DESCRIPTION: Owner and financial advisor THE BALLET THEATER COMPANY POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2024 ADDRESS: 20 Jefferson Ave, West Hartford CT 06110, United States DESCRIPTION: I am a voting board member of the Ballet Theater Company. My responsibilities include attending meetings and voting on any agenda or motion items. BUSINESS NETWORKING INTERNATIONAL (BNI) POSITION: Member. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 11/13/2024 ADDRESS: 635 New Park Ave, West Hartford, CT 06110, United States DESCRIPTION: To participate in weekly meetings, network and provide referrals to trusted partners. RENTAL PROPERTY POSITION: Owner of the property NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 116 Garry Drive, New Britain CT 06052, United States DESCRIPTION: (5) RENTAL PROPERTY OWNER/LANDLORD SINCE 7/17/2018. NON-INVESTMENT RELATED. APPROXIMATELY 5% TIME SPENT. ACTIVITY CONDUCTED IN BRISTOL, CT. THE CONTENT HIVE POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2025 ADDRESS: 70 West Main Street, Suite 309, New Britain CT 06053, United States DESCRIPTION: Provide insight into marketing to my partners and help spread the word by networking. CREDIT GUARD CORPORATION D/B/A STREET SMART POSITION: Referringagent of Property & Casualty business. NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2020 ADDRESS: 71 Raymond Road, West Hartford CT 06107, United States DESCRIPTION: Referring new prospect for quoting of property and casualty business. CRUMP INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2013 ADDRESS: 71 Raymond Road, West Hartford CT 06107, United States DESCRIPTION: (3) AGENT OF CRUMP INSURANCE SINCE 2013, SELLING LIFE & HEALTH INSURANCE, AND DISABILITY. NON-INVESTMENT RELATED. 10% TIME SPENT ON ACTIVITY. BUSINESS CONDUCTED IN SALT LAKE CITY, UT.
CRS (Client Relationship Summary) - RIA
Click below to view Wojciech Tomasz Polowy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wojciech Tomasz Polowy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
New Britain, CT
Current
March 14, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
New Britain, CT
Past
February 6, 2013 - March 21, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
HARTFORD, CT
Past
January 28, 2013 - March 21, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
HARTFORD, CT
Past
January 23, 2003 - July 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
EAST HARTFORD, CT
Past
January 23, 2003 - July 8, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 23, 2003 - July 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/8/2018)
RR
Connecticut(3/14/2014)
IAR
Connecticut(3/14/2014)
RR
Florida(6/4/2019)
RR
Hawaii(3/5/2025)
RR
Massachusetts(3/31/2014)
RR
New Hampshire(7/1/2020)
RR
New Jersey(7/8/2022)
RR
North Carolina(6/8/2020)
RR
Rhode Island(3/14/2014)
RR
South Carolina(7/8/2022)
RR
Texas(7/27/2020)
IAR
Texas(7/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
