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DS

Douglas J. Smorag

CM WEALTH ADVISORS LLC
BEACHWOOD, OH 44122
Some features on this profile are disabled
CRD#: 4586700
DS

Professional summary

Douglas John Smorag is a registered financial advisor currently at CM WEALTH ADVISORS LLC located in Beachwood, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Douglas has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas John Smorag's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2022 - Present

CM WEALTH ADVISORS LLC

Office #1: 2000 Auburn Drive Suite 200, Beachwood, OH 44122
RIA
CRD#: 119467
BEACHWOOD, OH
Past

November 4, 2003 - July 8, 2022

CM WEALTH ADVISORS LLC

RIA
CRD#: 119467
BEACHWOOD, OH
Past

October 7, 2002 - November 3, 2003

FOURTH STREET PERFORMANCE PARTNERS, INC.

RIA
CRD#: 107339
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CM WEALTH ADVISORS LLC
CLANCO MANAGEMENT CORP. | CM WEALTH ADVISORS LLC | CM WEALTH ADVISORS INC.

CRD#: 119467 / SEC#: 801-62376

RIA
Registered Investment Advisory firm - (10/15/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/12/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2002
Uniform Investment Adviser Law Examination

Current Firm

CW
CM WEALTH ADVISORS LLC
CLANCO MANAGEMENT CORP. | CM WEALTH ADVISORS LLC | CM WEALTH ADVISORS INC.

CRD#: 119467 / SEC#: 801-62376

RIA
Registered Investment Advisory firm - (10/15/2003 Approved)
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Contact information

Main Address
2000 Auburn Drive Suite 400, Beachwood, OH 44122-4327
Mailing Address
Phone number
(216) 831-9667
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2B BROCHURE-FINAL 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts614
AUM (Assets Under Management)$ 3,404,516,891

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/17/2024
Cover Page
Report
09/27/2023
Cover Page
Report
12/12/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CM WEALTH ADVISORS LLC

CRD#: 119467Beachwood, OH 44122

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