Reginald L. Smith
Professional summary
Reginald L Smith Jr, who also goes by Reggie Lawrence Smith Jr., Reginald Lawrence Smith Jr., is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Reginald is registered as a RR (Registered Representative) and started their career in finance in 2002. Reginald has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reginald L Smith Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2026 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Pl., Ste. 2700, Chicago, IL 60605October 1, 2008 - May 19, 2026
J.P. MORGAN SECURITIES LLC
October 10, 2002 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2026)
Exams
Series 55
Date: 3/6/2003
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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