George G. Keener

SALEM INVESTMENT COUNSELORS

Winston Salem, NC 27103

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CRD#: 4586268

Professional summary

George Garfield Keener IV is a registered financial advisor currently at SALEM INVESTMENT COUNSELORS INC located in Winston Salem, North Carolina.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. George has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Garfield Keener IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2025 - Present

SALEM INVESTMENT COUNSELORS INC

Office #1: 480 Shepherd Street, Winston Salem, NC 27103

RIA

CRD#: 104855

Winston Salem, NC

Past

February 26, 2003 - October 20, 2008

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA

Registered Investment Advisory firm - (4/2/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/25/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA

Registered Investment Advisory firm - (4/2/1979 Approved)

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Contact information

Main Address

480 Shepherd Street, Winston Salem, NC 27103

Mailing Address

Phone number

(336) 768-7230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SALEM INVESTMENT COUNSELORS, INC. (3/25/2025)

Regulatory assets under management

Total Number of Accounts	3,064
AUM (Assets Under Management)	$ 3,844,773,011

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
10/01/2024	Cover Page	Report
09/23/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/10/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George G. Keener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Garfield Keener IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALEM INVESTMENT COUNSELORS INC

ULTIMUS FUND DISTRIBUTORS, LLC

Primary Firm SEC Registration

SALEM INVESTMENT COUNSELORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2025

Series 63

Date: 10/17/2002

Series 6

Date: 9/25/2002

Current Firm

SALEM INVESTMENT COUNSELORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SALEM INVESTMENT COUNSELORS INC

TRUST BUT VERIFY

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