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Srikanth Nagarajan

BERUNDA CAPITAL MANAGEMENT
Princeton, NJ 08540-6627
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CRD#: 4586119
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Professional summary


Srikanth Nagarajan, who also goes by Sri Nagarajan, is a registered financial advisor currently at BERUNDA CAPITAL MANAGEMENT located in Princeton, New Jersey.

Srikanth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Srikanth has worked at 7 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Sri Nagarajan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO of Valan Global Solutions that provides data analytics and investment research support

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Srikanth Nagarajan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 30, 2018 - Present

BERUNDA CAPITAL MANAGEMENT

Office #1: 5 Independence Way Suite 300, Princeton, NJ 08540-6627
RIA
CRD#: 297072
Princeton, NJ
Past

September 7, 2018 - August 7, 2018

BERUNDA CAPITAL MANAGEMENT

RIA
CRD#: 297072
PRINCETON, NJ
Past

December 5, 2011 - July 10, 2012

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

February 22, 2010 - November 17, 2011

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

June 28, 2007 - September 17, 2009

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

March 27, 2006 - June 15, 2007

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

November 7, 2005 - March 15, 2006

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
NEW YORK, NY
Past

December 5, 2002 - November 2, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(10/30/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/28/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BC
BERUNDA CAPITAL MANAGEMENT
BERUNDA CAPITAL MANAGEMENT | BERUNDA CAPITAL MANAGEMENT LLC

CRD#: 297072 / SEC#: 801-113429

RIA
Registered Investment Advisory firm - (10/1/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (10/30/2018 Approved)
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Contact information


Main Address
5 Independence Way Suite 300, Princeton, NJ 08540-6627
Mailing Address
Phone number
(267) 977-9620
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts12
AUM (Assets Under Management)$ 4,915,738

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERUNDA CAPITAL MANAGEMENT

CRD#: 297072Princeton, NJ 08540-6627

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